Script Compliance Auditor

The call-script-compliance-auditor skill is an offline experimental phrase checklist for AI-agent call scripts. Its PASS/WARN/FAIL labels describe heuristic checks only; they neither establish legal compliance nor authorize dialing. A qualified human must review real use.

Supported Jurisdictions

• UK_FCA: Financial Conduct Authority (Consumer Duty rules).
• EU_GDPR: General Data Protection Regulation (Articles 7, 13, 14).
• US_TCPA: Telephone Consumer Protection Act.
• US_HIPAA: Health Insurance Portability and Accountability Act (Privacy Rule).

Research & Regulatory Scope

The jurisdiction names label illustrative rule sets, not complete or current legal coverage. Research and regulatory links are background only; no published benchmark or legal clause-to-rule certification is claimed. See research scope.

How it works

The skill parses the call script (either plain text or a JSON task definition) and runs it through a dictionary of regex-based rules for the chosen jurisdiction.

Each rule is categorized as:

• REQUIRED: The script must contain specific language (e.g. "opt out"). Failure results in FAIL.
• WARN_IF_ABSENT: The script should probably contain this language (e.g. risk warnings), but its absence isn't an automatic failure. Results in WARN.
• PROHIBITED: The script must NOT contain this language (e.g. "this offer expires tonight"). Presence results in FAIL.

It outputs a structured JSON report with an overall_verdict (PASS, WARN, or FAIL), risk level, and suggested rewrites where implemented. Some failed rules have no rewrite suggestion.

Expected Outcomes & Metrics

These are unvalidated design targets, not measured legal accuracy.

Metric	Target	Notes
Regulatory Precision	> 95%	False positives (flagging compliant text) are acceptable; false negatives (missing a violation) are critical failures.

Limitations & Known Constraints

• Heuristic Limitations: This tool uses regex pattern matching. It does not possess deep semantic understanding. A highly obfuscated script might bypass the checks.
• Not Legal Advice: This is a technical guardrail, not a substitute for qualified legal counsel.